Journal of Regulation Studies 2023 KCI Impact Factor : 0.78
-
pISSN : 1738-7132
- https://journal.kci.go.kr/ksrs2002
KJCKorea
Journal Central
An Exploratory Study on Regulatory Agencies' Behaviors Responding to Regulatory Resource Constraints
- Journal of Regulation Studies
- 2018, 27(2), pp.71-104
- DOI : 10.22954/ksrs.2018.27.2.003
- Publisher : 한국규제학회
- Research Area : Social Science > Public Administration
- Received : December 19, 2018
- Accepted : December 26, 2018
1서울시립대학교
Accredited
ABSTRACT
Regulatory agencies' response to resource constraints is an important issue in terms of regulatory effectiveness, but systematic research is lacking. As an effort to overcome this limitation, this study was to explore behaviors of regulatory agencies in response to resource constraints. Reviewing the precedent studies based on regulatory and organizational theories, the study suggested the potential behaviors of regulatory agencies under resource constraints: changes in regulatory processes, changes in enforcement methods, decoupling, and regulatory delegation and contracting-out. The study also discussed the realistic explanations of the response behaviors partly through the case of marine transportation regulation, and explained the problems that the regulatory agency's behaviors could bring about. Based on the findings, the study suggested that the regulatory framework should be designed to ensure the effectiveness of the regulatory system in consideration of the regulatory agencies’ behaviors under resource constraints. The study is expected to contribute to developing a theoretical analysis framework ultimately for an empirical study in the future.
Statistics
-
322 Viewed
-
93 Downloaded
Tools
Issue List
Citation status
* References for papers published after 2023 are currently being built.
[book]
Axelrod, Robert
/ 2006
/ The Evolution of Cooperation
/ Basic Books
[journal]
Ayres, Ian
/ 1991
/ Tripartism : Regulatory Capture and Empowerment
/ Law & Social Inquiry
16(3)
: 435~496
[book]
Ayres, Ian.
/ 1992
/ Responsive Regulation : Transcending the Deregulation Debate
/ Oxford University Press
[journal]
Baggott, Rob
/ 1989
/ Regulatory Reform in Britain : the Changing Face of Self-regulation
/ Public Administration
67(4)
: 435~454
[book]
Bardach, Eugene
/ 2006
/ Going by the Book : The Problem of Regulatory Unreasonableness
/ Transaction Publishers
[journal]
Bartle, Ian
/ 2007
/ Self-regulation within the Regulatory State: Towards a New Regulatory Paradigm?
/ Public Administration
85(4)
: 885~905
[book]
Bernstein, Marver
/ 1955
/ Regulating Business by Independent Commission
/ Princeton University Press
[journal]
Berry, William
/ 1979
/ Utility Regulation in the States : The Policy Effects of Professionalism and Salience to the Consumer
/ American Journal of Political Science
23(2)
: 263~277
[journal]
Birdthistle, William A.
/ 2013
/ Becoming a Fifth Branch
/ Cornell Law Review
99
: 1~70
[book]
Black, Julia
/ 1997
/ Rules and Regulators
/ Clarendon Press
[journal]
Black, Julia
/ 2006
/ Managing Regulatory Risks and Defining the Parameters of Blame : A Focus on the Australian Prudential Regulation Authority
/ Law & Policy
28(1)
: 1~30
[journal]
Bolton, Alexander
/ 2015
/ Organizational Capacity, Regulatory Review, and the Limits of Political Control
/ Journal of Law, Economics, and Organization
32(2)
: 242~271
[book]
Boxenbaum, Eva
/ 2008
/ The SAGE Handbook of Organizational Institutionalism
/ SAGE Publications
: 78~97
[journal]
Bozeman, Barry
/ 1993
/ A Theory of Government"Red Tape"
/ Journal of Public Administration Research and Theory
3(3)
: 273~303
[journal]
Bromley, Patricia
/ 2012
/ From Smoke and Mirrors to Walking the Talk : Decoupling in the Contemporary World
/ The Academy of Management Annals
6(1)
: 483~530
[book]
Carpenter, Daniel
/ 2014
/ Preventing Regulatory Capture: Special Interest Influence and How to Limit It
/ Cambridge University Press
: 57~68
[journal]
Coen, David.
/ 2005
/ Business–Regulatory Relations : Learning to Play Regulatory Games in European Utility Markets
/ Governance
18(3)
: 375~398
[web]
Council for Evidence-Based Psychiatry
/ 2014
/ Regulator Funded by Industry
/ http://cepuk.org/unrecognised-facts/regulator-funded-by-industry/
[journal]
Deacon, David
/ 2001
/ Quangos and the Communications Dependent Society
/ European Journal of Communication
16(1)
: 25~49
[book]
Deephouse, David L.
/ 2008
/ The SAGE Handbook of Organizational Institutionalism
/ SAGE Publications
: 49~77
[journal]
Edelman, Lauren B.
/ 1992
/ Legal Ambiguity and Symbolic Structures : Organizational Mediation of Civil Rights Law
/ American Journal of Sociology
97(6)
: 1531~1576
[report]
Estache, Antonio.
/ 1997
/ Designing Regulatory Institutions for Infrastructure: Lessons from Argentina
/ The World Bank Group
[journal]
Fiss, Peer C.
/ 2006
/ The Symbolic Management of Strategic Change : Sensegiving Via Framing and Decoupling
/ Academy of Management Journal
49(6)
: 1173~1193
[journal]
Garvie, Devon
/ 1994
/ Incomplete Enforcement with Endogenous Regulatory Choice
/ Journal of Public Economics
55(1)
: 141~162
[book]
Gunningham, Neil
/ 1998
/ Smart Regulation : Designing Environmental Policy
/ Oxford University Press
[book]
Gunningham, Neil
/ 2017
/ Regulatory Theory: Foundations and Applications
/ Australian National University Press
: 133~148
[journal]
Haines, Fiona
/ 2009
/ Regulatory Failures and Regulatory Solutions : A Characteristic Analysis of the Aftermath of Disaster
/ Law & Social Inquiry
34(1)
: 31~60
[journal]
Heese, Jonas
/ 2016
/ Selective Regulator Decoupling and Organizations’ Strategic Responses
/ Academy of Management Journal
59(6)
: 2178~2204
[journal]
Huber, John D.
/ 2004
/ Bureaucratic Capacity, Delegation, and Political Reform
/ American Political Science Review
98(3)
: 481~494
[book]
Joskow, Paul L.
/ 1983
/ Studies in Public Regulation
/ MIT Press
: 1~65
[journal]
Lee, Soo-Young
/ 2013
/ Assessing the Effects of Organizational Resources on Public Agency Performance : Evidence from the US Federal Government
/ Journal of Public Administration Research & Theory
23(3)
: 687~712
[journal]
MacLean, Tammy L.
/ 2010
/ The Dangers of Decoupling: The Relationship between Compliance Programs, Legitimacy Perceptions, and Institutionalized Misconduct
/ Academy of Management Journal
53(6)
: 1499~1520
[book]
Majone, Giandomenico.
/ 1996
/ Regulating Europe
/ Routledge
[book]
McCaffrey, David P.
/ 1998
/ Wall Street Policies Itself : How Securities Firms Manage the Legal Hazards of Competitive Pressures
/ Oxford University Press
[journal]
Meyer, John W.
/ 1977
/ Institutionalized Organizations : Formal Structure as Myth and Ceremony
/ The American Journal of Sociology
83(2)
: 340~363
[journal]
Oh, Youngsoo
/ 1995
/ Surveillance or Punishment? A Second-Best Theory of Pollution Regulation
/ International Economic Journal
9(3)
: 89~101
[journal]
Olson, Mary
/ 1996
/ Substitution in Regulatory Agencies: FDA Enforcement Alternatives
/ Journal of Law, Economics, & Organization
12(2)
: 376~407
[journal]
Orton, J. Douglas
/ 1990
/ Loosely Coupled Systems : A Reconceptualization
/ Academy of Management Review
15(2)
: 203~223
[journal]
Parker, Christine
/ 1999
/ Compliance Professionalism and Regulatory Community : The Australian Trade Practices Regime
/ Journal of Law and Society
26(2)
: 215~239
[book]
Pfeffer, Jeffrey
/ 1978
/ The External Control of Organizations : A Resource Dependence Perspective
/ Harper & Row
[book]
Potoski, Matthew
/ 2011
/ Handbook on the Politics of Regulation
/ Edward Elgar Publishing
: 84~95
[journal]
Roin, Julie
/ 1999
/ Reconceptualizing Unfunded Mandates and Other Regulations
/ Northwestern University Law Review
93(2)
: 351~387
[journal]
Ross, Justin M.
/ 2018
/ Unfunded Mandates and Fiscal Structure : Empirical Evidence from a Synthetic Control Model
/ Public Administration Review
78(1)
: 92~103
[journal]
Rothstein, Henry
/ 2006
/ The Risks of Risk-based Regulation : Insights from the Environmental Policy Domain
/ Environment International
32
: 1056~1065
[book]
Scharfman, Jason.
/ 2009
/ The Madoff Identity: A New Operational Due Diligence Paradigm in a Post-Madoff World
/ Corgentum Consulting LLC
[journal]
Schrefler, Lorna
/ 2010
/ The Usage of Scientific Knowledge by Independent Regulatory Agencies
/ Governance
23(2)
: 309~330
[journal]
Scott, Colin.
/ 2001
/ Analysing Regulatory Space: Fragmented Resources and Institutional Design
/ Public Law
(Summer)
: 329~353
[journal]
Scott, Colin
/ 2002
/ Private Regulation of the Public Sector : a Neglected Facet of Contemporary Governance
/ Journal of Law and Society
29(1)
: 56~76
[journal]
Scott, Colin
/ 2003
/ Speaking Softly Without Big Sticks : Meta‐Regulation and Public Sector Audit
/ Law & Policy
25(3)
: 203~219
[journal]
Shamsie, Jamal
/ 2013
/ Looking Inside the Dream Team : Probing Into the Contributions of Tacit Knowledge as an Organizational Resource
/ Organization Science
24(2)
: 513~529
[journal]
Short, Jodi L.
/ 2007
/ Coerced Confessions: Self-Policing in the Shadow of the Regulator
/ The Journal of Law. Economics, & Organization
24(1)
: 45~71
[journal]
Short, Jodi L.
/ 2010
/ Making Self-Regulation More than Merely Symbolic : The Critical Role of the Legal Environment
/ Administrative Science Quarterly
55(3)
: 361~396
[journal]
Sinclair, Darren
/ 1997
/ Self-Regulation Versus Command and Control? Beyond False Dichotomies
/ Law & Policy
19(4)
: 529~559
[journal]
Suchman, Mark C.
/ 1995
/ Managing Legitimacy : Strategic and Institutional Approaches
/ Academy of Management Review
20(3)
: 571~610
[journal]
Tilcsik, András.
/ 2010
/ From Ritual to Reality: Demography, Ideology, and Decoupling in a Post-Communist Government Agency
/ Academy of Management Journal
53(6)
: 1474~1498
[book]
Töller, Annette Elisabeth.
/ 2011
/ Handbook on the Politics of Regulation
/ Edward Elgar Publishing
: 499~510
[book]
Welborn, David M.
/ 1977
/ Governance of Federal Regulatory Agencies
/ The University of Tennessee Press
[journal]
Yeung, Karen
/ 2009
/ Presentational Management and the Pursuit of Regulatory Legitimacy : A Comparative Study of Competition and Consumer Agencies in the United Kingdom and Australia
/ Public Administration
87(2)
: 274~294
[other]
감사원
/ 2014
/ 세월호 침몰사고 대응실태 : 감사진행상황
/ 7월 8일
[other]
김승남
/ 2015
/ 한국선급, 해피아 여전
/ 국정감사 보도자료. 1월 26일자
[book]
김신
/ 2015
/ 민간위탁 규제 정상화 방안 연구
/ 경제·인문사회연구회
[book]
김용우
/ 2010
/ 정부규제와 규제행정
/ 대영문화사
[book]
노화준
/ 2007
/ 정책평가론
/ 법문사
[other]
윤석만
/ 2017
/ 대학생 고민 1위는 취업, 희망 직업은 공무원·교사
/ 중앙일보 12월 13일자
[journal]
이창원
/ 2014
/
A Study on a Plausible Vicious Circle of Fortified Regulation Under the Constraint of RegulatoryResources
/ 한국공공관리학보
/ 한국공공관리학회
28(3)
: 1~23
[journal]
이혜영
/ 2009
/
A Study on the intergovernmental Unfunded Mandate in Regulatory Implementation
/ 지방정부연구
/ 한국지방정부학회
12(4)
: 75~94
[journal]
정정길
/ 2003
/
Time Lag Elements of Policy and Institutional Change
/ 행정논총
/ 한국행정연구소
41(2)
: 178~202
[book]
최병선
/ 1992
/ 정부규제론 : 규제와 규제완화의 정치경제
/ 법문사
[journal]
최병선
/ 2013
/
A Study on the Relationship among Regulatory Goals, Instruments, and Resources
/ 규제연구
/ 한국규제학회
22(2)
: 3~34
[journal]
최병선
/ 2014
/ 세월호 참사 이후 규제개혁의 진로
/ 한국행정포럼
145
: 10~13
[journal]
최성락
/ 2014
/
Analysis on the Public Relation Effect of Government Organization Structure
/ 한국자치행정학보
/ 한국자치행정학회
28(1)
: 159~175
[report]
현대호
/ 2010
/ 자율규제 확대를 위한 법제개선 연구(II)
/ 한국법제연구원
[other]
황예랑
/ 2014
/ 돈만 좇은 ‘탐욕의 운항’
/ 한겨레21. 제1009호
[report]
/ 1974
/ 교통체신위원회 선박안전법중개정법률안 심사보고서
[other]
/ 1974
/ 제90회 국회 교통체신위원회회의록 제8호
[other]
/ 1974
/ 제90회 국회회의록 제15호
[other]
/ 선박안전법
[other]
/ 선박의 검사 등에 관한 수수료규칙
[other]
/ 여객선 운항관리규칙
[other]
/ 정부조직법
[other]
/ 행정권한의 위임 및 위탁에 관한 규정
This paper was written with support from the National Research Foundation of Korea.